Regulation NMS - PDFSEARCH.IO - Document Search Engine

Regulation NMS
Results: 1042

#	Item
11	Concept Release; Request for Comments: Concept Release on Equity Market Structure Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2010-01-15 16:59:47 Finance NYSE Euronext New York Stock Exchange High-frequency trading NASDAQ Regulation NMS Euronext Stock market Securities Exchange Act Financial markets Financial economics Investment
12	May 6, 2015 Brent J. Fields Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-08 15:30:49 Investment Stock market Mathematical finance United States Securities and Exchange Commission Regulation NMS High-frequency trading Order Flash Crash Algorithmic trading Financial markets Financial economics Finance
13	EXHIBIT A PLAN TO IMPLEMENT A TICK SIZE PILOT PROGRAM SUBMITTED TO THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-07 10:41:21 Stock market Finance United States Securities and Exchange Commission 73rd United States Congress United States securities law Regulation NMS Order Chicago Stock Exchange Securities Exchange Act Financial markets Financial economics Investment
14	Microsoft Word - RHF PFO Disclosure Rhfv1docx Add to Reading List Source URL: brokerage-static.s3.amazonaws.com Language: English - Date: 2015-05-04 20:32:37 Finance Stock market Financial services Regulation NMS United States Securities and Exchange Commission Order Broker-dealer Payment for order flow Financial economics Financial markets Investment
15	Microsoft Word - SNAP Auctions - News Release - FINAL DRAFTdocx Add to Reading List Source URL: www.chx.com Language: English Business Auction Commerce Order Snap Regulation NMS Economy of the United States Auction theory Chicago Stock Exchange Auctioneering
16	April 27, 2015 MRChicago Stock Exchange, Inc. Market Regulation Department Information Memorandum Add to Reading List Source URL: www.chx.com Language: English Order U.S. Securities and Exchange Commission Regulation D Economy of the United States Investment Financial economics United States Securities and Exchange Commission Chicago Stock Exchange Regulation NMS
17	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BYXJanuary 22, 2015 Self-Regulatory Organization; BATS Y-Exchange, Inc.; Order Granting an Extension to Limited Exemption From Rule 612(c) Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-01-22 16:04:02 Regulation NMS Beta Upsilon Chi Securities Exchange Act U.S. Securities and Exchange Commission Financial regulation Government United States United States Securities and Exchange Commission United States securities law 73rd United States Congress
18	PDF Document Add to Reading List Source URL: www.blackrock.com Language: English - Date: 2014-04-08 12:19:12 Investment Stock market Dark liquidity High-frequency trading Algorithmic trading Regulation NMS Electronic communication network Order Alternative Trading Systems Financial markets Financial economics Finance
19	SR-EDGXExhibit 5 EXHIBIT 5 Proposed new language is underlined; proposed deletions are in [brackets]. CHAPTER XI. TRADING RULES Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-07 13:14:36 Investment Financial markets Order Finance Regulation NMS Short Pricing Stock market Financial economics Business
20	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NASDAQMarch 20, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Proposed Rule Change to Amend and Restate Certai Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-20 17:46:02 Investment Financial markets Finance 73rd United States Congress United States securities law Regulation NMS NASDAQ Securities Exchange Act Order United States Securities and Exchange Commission Stock market Financial economics